A Jan. 25 article published by Compliance Reporter reports on the Commodity Futures Trading Commission’s recently amended rules on position limit aggregation. Chief compliance officers should take note of a change in exemptions in these recently amended CFTC rules, stated hedge funds partner Deborah Monson (Chicago) in the piece. Asset managers that intend to rely on certain exemptions from the federal aggregation requirements will be required to file a notice with the CFTC.
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