Andrew is an associate in the corporate department and a member of the firm's asset management group. Andrew represents registered and unregistered investment companies and investment advisers in regulatory, transactional and compliance matters. He provides advice regarding the creation, registration and operation of new and existing investment products designed for institutional or retail investors. He also works with clients to respond to new SEC rules affecting the investment management industry and advises clients on mergers and acquisitions involving both publicly and privately held companies.
Additionally, Andrew represents broker-dealers with respect to Exchange Act and FINRA compliance matters, including Regulation Best Interest, and advises on regulatory issues in connection with mergers and acquisitions involving broker-dealers.
During law school, Andrew served as a judicial intern for the Honorable Frank M. Gaziano at the Massachusetts Supreme Judicial Court. Andrew also served as a teacher's assistant and a research assistant for several professors. In his final year of law school, Andrew served as a note editor for the Suffolk University Law Review.