Overview
Ropes & Gray has extensive experience advising clients on compliance and governance issues. We provide practical advice on SEC requirements and other complex laws and regulations, including:
- Sarbanes-Oxley Act issues
- Dodd-Frank-related matters
- Corporate governance
- Securities and financing activities
- NYSE and Nasdaq compliance
- Disclosure and reporting requirements
- Executive and employee compensation and benefits plans
- Corporate communications and Regulation FD legal requirements
- Shareholder proposals and proxy matters
- Takeover defense
We also help clients avoid and resolve government enforcement actions through compliance programs, internal investigations and representation before regulators or in court.
Contacts
View All Attorneys![Craig E. Marcus](/-/media/images/attorney-photos/professional-low-res/m/marcus-craig-new-low.jpg?h=500&iar=0&w=400&rev=d8de929ee75446fb880c65c5e0a56ea8&hash=48570D24FAF10839DE3B38FA7E438FA4)