Corporate Governance & Compliance

Ropes & Gray has extensive experience advising clients on compliance and governance issues. We provide practical advice on SEC requirements and other complex laws and regulations, including:

• Sarbanes-Oxley Act issues
• Dodd-Frank-related matters
• Corporate governance
• Securities and financing activities
• NYSE and Nasdaq compliance
• Disclosure and reporting requirements
• Executive and employee compensation and benefits plans
• Corporate communications and Regulation FD legal requirements
• Shareholder proposals and proxy matters
• Takeover defense

We also help clients avoid and resolve government enforcement actions through compliance programs, internal investigations and representation before regulators or in court.