Overview
With one of the largest and most diversified investment management practices of any law firm, we regularly assist investment advisers, funds, and fund directors in complying with a range of statutory requirements, including:
- Investment Company Act of 1940
- Investment Advisers Act of 1940
- Securities Act of 1933
- Securities Exchange Act of 1934
- Commodity Exchange Act
- Employee Retirement Income Security Act of 1974 (ERISA)
- Gramm-Leach-Bliley Act
- Bank Secrecy Act
- Foreign Corrupt Practices Act
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“Sources praise the attorneys for their ability to handle the full spectrum of matters affecting mutual funds, from advising on formation and regulation to representing independent trustees and directors.”
Chambers USA